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| Subject: Issue price or consideration 0.25Exercise of Options | |
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Author: Number of securities issued 80,000 / 04/02/2003/Redback |
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Date Posted: 08:03:35 02/05/03 Wed RED BACK MINING NL 2003-02-04 ASX-SIGNAL-G HOMEX - Perth +++++++++++++++++++++++++ APPENDIX 3B NEW ISSUE ANNOUNCEMENT APPLICATION FOR QUOTATION OF ADDITIONAL SECURITIES AND AGREEMENT Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property andmay be made public. Introduced 1/7/96. Origin Appendix 5. Amended 1/7/98, 1/9/99, 1/7/2000. Name of Entity Red Back Mining NL ACN or ARBN 35 072 977 710 We (the entity) give ASX the following information. PART 1 - ALL ISSUES You must complete the relevant sections (attach sheets if there is not enough space). 1. Class of securities issued Fully Paid Ordinary Shares or to be issued 2. Number of securities issued 80,000 or to be issued (if known) or maximum number which may be issued 3. Principal terms of the securities N/A (eg, if options, exercise price and expiry date; if partly paid securities, the amount outstanding and due dates for payment; if convertible securities, the conversion price and dates for conversion) 4. Do the securities rank equally Yes in all respects from the date of allotment with an existing class of quoted securities If the additional securities do not rank equally, please state: * the date from which they do * the extent to which they participate for the next dividend, (in the case of a trust, distribution) or interest payment * the extent to which they do not rank equally, other than in relation to the next dividend, distribution or interest payment 5. Issue price or consideration $0.25 6. Purpose of the issue (if Exercise of Options issued as consideration for the acquisition of assets, clearly identify those assets) 7. Dates of entering securities 04/02/2003 into uncertified holdings or despatch of certificates NUMBER CLASS 8. Number and class of all 114,891,962 Fully Paid Ordinary securities quoted on ASX (including the securities in clause 2 if applicable) NUMBER CLASS 9. Number and class of all 6,873,889 Options securities not quoted on ASX (including the securities in clause 2 if applicable) 10.Dividend policy (in the case Same as existing fully paid of a trust, distribution ordinary shares policy) on the increased capital (interests) PART 2 - BONUS ISSUE OR PRO RATA ISSUE Items 11 to 33 are Not Applicable PART 3 - QUOTATION OF SECURITIES You need only complete this section if you are applying for quotation of securities 34. Type of securities (tick one) (a) X Securities described in Part 1 (b) All other securities Example: restricted securities at the end of the escrowed period, partly paid securities that become fully paid, employee incentive share securities when restriction ends, securities issued on expiry or conversion of convertible securities Entities that have Ticked Box 34(a) Additional Securities Forming a New Class of Securities (If the additional securities do not form a new class, go to 43) Tick to indicate you are providing the information or documents 35. If the securites are equity securities, the names of the 20 largest holders of the additional securities, and the number and percentage of additional securities held by those holders 36. If the securites are equity securities, a distribution schedule of the additional securities setting out the number of holders in the categories 1 - 1,000 1,001 - 5,000 5,001 - 10,000 10,001 - 100,000 100,001 - and over 37. A copy of any trust deed for the additional securities (now go to 43) Entities that have Ticked Box 34 (b) Items 38 to 42 are Not Applicable ALL ENTITIES Fees 43. Payment method (tick one) Cheque attached Electronic payment made Note: Payment may be made electronically if Appendix 3B is given to ASX electronically at the same time. Periodic payment as agreed with the home branch has been arranged Note: Arrangements can be made for employee incentive schemes that involve frequent issues of securities. QUOTATION AGREEMENT 1. Quotation of our additional securities is in ASX's absolute discretion. ASX may quote the securities on any conditions it decides. 2. We warrant the following to ASX. * The issue of the securities to be quoted complies with the complies with the law and is not for an illegal purpose. * There is no reason why those securities should not be granted quotation. * An offer of the securities for sale within 12 months after their issue will not require disclosure under section 707(3) or section 1012C(6) of the Corporations Act. * Section 724 or section 1016E of the Corporations Act does not apply to any applications received by us in relation to any securities to be quoted and that no-one has any right to return any securities to be quoted under sections 737, 738 or 1016F of the Corporations Act at the time that we request that the securities be quoted. * We warrant that if confirmation is required under section 1017F of the Corporations Act in relation to the securities to be quoted, it has been provided at the time that we request that the securities be quoted. * If we are a trust, we warrant that no person has the right to return the securities to be quoted under section 1019B of the Corporations Act at the time that we request that the securities be quoted. 3. We will indemnify ASX to the fullest extent permitted by law in respect of any claim, action or expense arising from or connected with any breach of the warranties in this agreement. 4. We give ASX the information and documents required by this form. If any information or document not available now, will give it to ASX before quotation of the securities begins. We acknowledge that ASX is relying on the information and documents. We warrant that they are (will be) true and complete. L S Jackson COMPANY SECRETARY 04/02/2003 [ Next Thread | Previous Thread | Next Message | Previous Message ] |